Sunday 20 October 2019

52. Organizing changes with participation: the funnel technique


When organizing change processes in organizations, the issue of participation is made very clear. A method must be found to navigate between two extremes:
1- "Participation without insight leads to statements without prospects". Making people decide on issues for which they have insufficient information or skills is a guarantee for bad decisions.     
2- Decisions that are good in terms of content, but that are not accepted by those involved, are difficult to implement.     
The focus of the methodology sought must therefore be on reconciling content and acceptance. This means that “THE TOTAL QUALITY OF A DECISION IS EQUAL TO THE PRODUCT OF THE INTRINSIC QUALITY OF THE DECISION AND ACCEPTANCE. The funnel technique offers a solution.
As previously described elsewhere, a good change process starts with the creation of the desire for change (“Sense of urgency ”). It has also been made clear who will organize and supervise the process. This "leading coalition" has also clearly communicated the rules of the process (the method of funnel technology) , and has verified whether the culture of the organization is sufficiently receptive to the intended change. The fifth phase in the change process is the funnel technique. This means that the solution to the problem or challenge posed is achieved in collaboration between the process management and the employees involved. After all, the resistance to change that often sabotages good intentions is that management first works out the solution (specialists), and then 'sell' this solution to those involved. The known change process described by Kotter (1) is also guilty of this top-down approach. In that approach one has to become creative in inventing 'massage techniques' in order to obtain the necessary acceptance. With funnel technique we try to take three steps from the process at the same time:
- Creating the solution         
- Communicating the solution         
- Creating acceptance         
The funnel technology works in steps:
STEP 1: ALL employees involved (even external parties in some cases, eg customers) are asked to provide their input that is useful for the solution sought. This input can be proposals, possible solutions, or partial solutions, interesting techniques or examples, points of interest, risks, or even things that people are concerned about. The leading coalition receives this input and starts working with it. It is important that not only those directly involved are invited, but also people who are indirectly involved, for example from support departments. Everyone who has an important contribution to make in realizing the solution must participate in the process.
STEP2: Based on the input obtained, the leading coalition works out a solution proposal. This can possibly be 'outsourced' to a working group of specialized people, or the leading coalition is assisted by experts, or works with part of their team. It is essential that two things are used to make this first design: the input obtained, and the expertise from the working group. This expertise in particular must ensure the necessary quality of the designed solution. This must be consistent in terms of content and have already passed a test of (technical, legal, financial, ... ) feasibility.
STEP3: This draft is submitted to the SAME group of people who were asked to provide input. Even people who were invited but did not give input are involved in this way, and may even decide to cooperate from now on.
When presenting the design of the solution, special attention is given to:
- What input have we received?         
- How does the solution work?         
- What logic is behind it that makes the whole consistent (and aligns with, for example, previously made and well-known strategic choices, the sense of urgency)         
- Where can the received input be found in the design?         
- Which input was not processed, and why?         
Following this information, room is made to allow those involved to respond. The question they get is: where and how can this design be improved. This is explicitly NOT the question of what people think is good and what is not! This is an important pivotal point in the process. You do not ask for approval, but you seek improvements based on the knowledge, experience, ... of the people involved. Every response must therefore be more than an opinion; it must be supported by argumentation. Because this is a fairly difficult criterion, at least for some people, it may have to be anticipated that the response should not be given immediately, but at a certain time.  The channel used to respond must have a low threshold; be easily to use.
STEP 4: On the basis of the resulting comments and improved proposal is made. That improved design meets the same criteria as the first design (knowledge, consistency, use of input , ... )
STEP 5: This second draft is resubmitted to the entire group of stakeholders, as described in step 3, using the same method.
STEP 6: This process is repeated as often as necessary. That means that at a certain point in time there is no more useful input from the group concerned, and that apparently the most recent version is the best possible answer to the problem posed. This version then becomes the solution. Possibly the Sociocratic method is used even more explicitly here, and one concludes with the exception question: "Are there any reasons for not trying it this way?"
Why does this method provide the quality and support that are sought? Two things are essential here, and must therefore be strongly guarded by the leading coalition:
- The open and transparent way to monitor the two directions in the process: top-down and bottom-up. The funnel technology is essentially an 'intelligent combination of top-down and bottom-up!         
- The narrowing in the funnel. It is equally crucial that a distinction is made in the course of the funnel between 'sense and nonsense'. The quality and consistency of all ideas must therefore be strictly monitored. Otherwise you don't have a funnel, but a tube! That presupposes that the management has the courage to decide which idea is unsuccessful, and why. Leaders without a vision, or who use a style of ' pleasing and licking', naturally have a hard time with this.         
The original quality of the funnel technology, and therefore also the added value, is in the following elements:
- All stakeholders co-operate, and not just people in a working group of representatives (such as eg " Key users') This traditional approach is chopping the process into two parts. The easy part, the selected group, it is agreed, and the rest is forgotten and is subsequently tackled in the ' sales process ' that needs to follow. The second part of the process therefor provides the basis for resistance and loss of support.         
- There is a lot of room for input, and multiple opportunities         
- Those involved see how the solution comes about, and can follow the logic         
- The focus on quality is retained         
The time required to follow this method is often cited as an objection. Leaders sometimes find that they don't have the time. But this is a trap. The Japanese concept of NEMAWASHI is an important help here (2) It says: Decide slowly, and implement fast”. That means that the total throughput time of the change determines how quickly something is realized. If we decide quickly, implementation may be delayed by resistance, lack of clarity, additional interruptions at crucial points, etc.
  

Hugo Der Kinderen
(1) JP Kotter, Leading Change, Harvard Business School Press, Boston, 1998

(2) Liker , JK, The Toyota Way, Mc Graw Hill, New York, 2004   


No comments:

Post a Comment