Tuesday, 3 September 2019

37. Five paradigms on leadership on a time line



“The only thing that interferes with my learning, is my education.”
Albert Einstein

Naturally, power-driven leadership has had its use in the survival of the species and of organizations.  Primitive human societies were also based on this type of leadership. It is remarkable that even today through the film industry (1) that kind of leadership is still being portrayed and is being accepted by many as a kind of universal standard. This usually changes when they are on the employee's side under such leadership and feel the effect on their sense of well-being and functioning. So we skip this most primitive of visions, and focus on the more recent insights, that have evolved since the creation of some form of management-thinking.

Paradigm 1: authoritarian leadership
As the oldest "modern" paradigm, we refer to "Scientific Management " thinking, described by authors like F. Taylor (USA) and H. Fayol (France) during the first industrial revolution. In this way of thinking, the ‘image of man’ is simple: people have physical needs and are looking for a way to meet them. So we assume that the main question that drives employees is: "pay me well". The employee's stomach must be filled, and as long as there is hunger (physical needs), there is motivation. It is therefore a vision that sees the motives of people close to the primary needs. The consideration of the organization is also fairly simple and materialistic. The kind of "mental contract" that arises between the two parties, employee and organization, is therefore a purely physical relationship. Moreover, this is based on the employee's need to get an income, and the relative dominant position of the organization (employer) to provide employment. The result is that the style of management is authoritarian. It is based on the right to use his "rented" (see the phrase " hiring a few hands") labor capacity for one's own plans. The use of the concept of 'renting' is already an improvement on the old model of 'ownership', that was creating slave relationship.

In this paradigm the leader strives for obedience, based on his (legal) power. The employee does not even have to know the plans of the management, he will discover what is expected of him through the instructions he gets. The performance will deliver the promised financial compensation, as long as it is sufficiently productive and meets expectations. The method used is that of punishment and rewarding, with the emphasis on punishment. Negative, undesirable behavior in particular must be linked to unpleasant consequences. In this way we try to eliminate unwanted behavior. The effect of this approach is clearly a temporary and reactive check. As long as the pressure of control is present, there will be obedience, but also no better and no more than that.

Through the insight that Transactional Analysis (2) has given us, we understand that this parent-style provokes quite a few child responses. Employees specialize in creating the impression that they are working, but always have excuses ready to defend themselves against critical questions. This model continues because people with a dominant character and with technical knowledge are promoted to management positions. The best bricklayer becomes the foreman. This principle removes the best technicians from their work and does not necessarily appoint good leaders, rather on the contrary!



“The more I study the world, 
the more I am convinced of the inability 
of brute force to create anything durable.”

            Napoleon Bonaparte



It will not surprise us that in the context of " Scientific Management " the first ‘law of Parkinson’ is formulated fairly quickly: the so-called " Peter Principle ." ( "People tend to be promoted until they reach their level or incompetence, and than stay there".) Because of this promotion mechanism, the described leadership style is anchored into the organization, and change is counteracted because the paradigm in anchored in the management culture.

2- Paradigm 2: benevolent authoritarian leadership

The by now famous “Hawthorne” Experiments at General Electric showed what many already felt: people are also motivated by positive attention. This leads to a new paradigm in management and leadership: Human Relations thinking. People appear to have not only material needs, but also emotional needs. They not only have a stomach, they also have a heart. They have social and emotional needs, and these must be met. The question from employees is not only "pay me well", but also "treat me well". If you want something done from people, you have to be kind to them. In the meantime, you continue to have the right to demand compensation for their wages.


“When you say or do anything to please,
 get, keep, influence or control anyone or anything, 
 fear is the cause and pain will be the result…”
(Byron Katie)


This shift leads to the benevolent authoritarian style. The aim of the management is to combine obedience with a good feeling among employees. We are not going to give them a reason to complain. We ensure a nice workplace, we are polite and, with regard to motivation, we will concentrate primarily on the so-called “satisfiers”, elements that should primarily eliminate displeasure. The method designated for this continues to be ‘punishment and rewarding’, but with much more emphasis on the ‘rewarding’. Even with the training of animals, the positive effect of this paradigm shift can be seen. It is sometimes hard to believe that, despite this evidence, some people cannot make the shift to paradigm 2. They are clearly standing in their own way.

Applying this style leads to a reactive control, but significantly less temporary than in paradigm 1. The promotion criterion shifts to people with social impact and manipulators. Social impact refers to the smooth type that can get along well with people and is therefore accepted as a person. Manipulators are the ideal characters to get obedience to the boss's plan in addition to their kindness.

Here too, this promotion criterion will ensure that you get a certain type of leaders that will multiply themselves. It should therefore not be surprising that many people and organizations remain stuck in these older paradigms, both in their thinking and in their actions. And perhaps in reverse order: doing determines thought! There is a connection with a frequently noticed reality. Manipulators appear to have a disproportionate chance of a leadership position. And this could even have to do with the criteria for promotion in this paradigm: the art of "pleasing" in relationships, but with a dominance in the background.


3- Paradigm 3: talent management

People who are a bit "tuned in" in the evolution of management thinking have meanwhile taken the step to the third paradigm. The image of man is once again the basis of our belief system. In this paradigm we see people as autonomous personalities, unique in their being and in their abilities. The implicit question that we suppose our employees ask is: "Use me well," or in other words, have respect for my unique qualities. We arrive in the Human Resources thinking: man is seen as a resource for productivity through its unique features, and we will intelligently use those.

The style of leadership shifts to a kind of " talent coaching". We primarily want insight into the competencies of employees. This insight must often come from external agencies that release a test battery on employees in order to provide the basis for successful integration into the organization through the assessment report. Through the understanding that people, besides having a stomach and a heart, we will convince them with this 'independent expertise report’. The leader's ambition is therefore to create conformity between the individual competencies and the content of the position, read: added value in the organization. This comes down to the simple principle: the right man (or woman) in the right place. The recent interest in personality models such as MBTI and, even more simply: the 'insights' model, where personalities are approached with a color code, fit into this paradigm. We are not far from the 'Axenroos, a model that is used in primary schools to support children in their identity development.

The effect of this way of thinking and acting is stronger than in the previous paradigm. The reason is simply that employees obviously benefit from a job that is in line with their competences. Not only is the benefit greater for the organization, but it is also an advantage for the employees. You can expect that he / she likes to do that job,  and is good at it. A proactive effect may thus be expected. People don't stop doing their job because the boss isn't here for a while, they start doing it for themselves too. In this way of thinking, human development is mainly seen as competence development. We make systems for this, and this thinking becomes the basis of an HR policy. Recent appeared in the press as a result of a study that concluded that around 55% of organizations in Flanders "already" use competence thinking. (3)

In this vision, who is promoted to a leadership role: people with a social impact, credible and reliable. They can have a bit of a boyscouts approach: through positive confirmation and ‘pep talks’ addressing people in their competencies. It is clear that the universal human need for respect and appreciation is addressed. So it means a whole lot of progress compared to paradig 2, that’s for sure.


The worst form of inequality 
is to try and make everything equal …
(Aristoteles)




4- Paradigm 4: Coaching leadership

The contours of a fourth paradigm are gradually taking shape, but actual publications, seminars and management training courses is still largely in line with paradigm three. The image of mankind that could set us on the right track demands not only seeing people as unique, but also seeing them as equal partners. They have their own free will and make choices in their lives. They may be interested in developing in a certain direction, and they seek meaning. Their question is to make a meaningful contribution to a larger whole. They also have a mission in their lives (unless, of course, they are unlearned by a traditional leadership that suppresses all these ambitions as unrealistic dreams). Anyway, people want to be respected in more than their competences; in their ambitions, vision, development opportunities, unique work-life balance,  etc.

The 'learning organization' concept (4) behind the collaboration we have in mind, brings mutual engagement between people and organizations to a spiritual level: the 'why' is important (mental contract).We get a bond at the level of the assignment, mission, and in this way we address the strongest and most sustainable drivers in people. The leadership that corresponds to this, is at the same time inspiring, connecting, coaching and fundamental. (5). It’s a way of dealing with people that creates room for autonomy and development (empowerment) and is based on agreements instead of instructions or docility. Thinking and doing are not separated ('thinkers' and 'doers' - thinking like it was introduced in the "Scientific Management" and in former military models, based on power thinking). It is only when accepting this paradigm that respect is payed to the insights of the Transactional Analysis because agreements between equal parties involved (albeit with a different role) replace the compliance that was present in all previous paradigms. (2) What is clearly a condition for working in this paradigm is a strong emphasis on the role of the manager as a culture-creator. It is therefore in this paradigm that extra attention must be paid to the competencies in order to reach agreements at this level.

The leader's ambition is to develop employees, not only their competencies, but also their maturity, and with that their sense of responsibility, self-fulfillment, freedom of thought ... The method is 'empowerment'. The leader learns to let go in order for the employee to give space and autonomy to engage in cooperation. While the rolls continue to be different, an increasing partnership has grown, making increasing productivity to mutual satisfaction possible. In this way, a permanent proactive influence of leadership must result. People continue to contribute, even if the management is not there, or makes mistakes. They are not only prepared to change, they are the engine behind the change, because they also want to grow and support the company’s mission. Who is promoted in this model: people with more wisdom than reason, who can put themselves in perspective and put themselves at the service of the whole. They can create teams and productive cultures. The most important condition for this is that they have overcome their ego needs and put themselves in a service role. Elsewhere the role of maturity for developing good leadership is described (5). People with limited maturity cannot offer leadership at the level of paradigm 4, that much becomes clear. Their ego needs get in the way of being a coach. Note that the definition given by Hersey & Blanchard (situational leadership) to coaching is the following: steering + supporting. This thinking fits perfectly in paradigm 2.


"He who knows a lot about others, can be smart.
 But he who understands himself is more intelligent.
He who is master over others can be powerful. 
But he whomasters himself is even more powerful."


Lao Tse



5) Paradigm 5: Self-management

Especially since the publication of the book by Laloux (7), a new way of thinking about leadership has been growing. We take the leadership away from an individual and place it with the group. Terms that fit into this are 'self-managing teams', 'shared leadership', 'self-regulation' in all its varieties. It is an ambitious idea to fully place the responsibility for a team or organization in the group, and the question is whether this is a feasible situation. Although the literature mentions spectacular results in this area, the future will have to prove whether it is not rather the fourth paradigm that was used. After all, it is already foreseen that empowerment allows appropriate autonomy for teams, operations, employees, etc. to be agreed upon and evaluated, initially by those involved themselves.

In order to properly estimate the feasibility of this paradigm, a sharp insight must be obtained into what exactly the object, and therefore the added value, of leadership is. But we will also have to gain a realistic insight into human behavior, so that not only can a selection be made of sufficiently mature people for such an organization or team, but also about how to deal with limitations in that area. The question is therefore whether sufficient competencies can be developed in a team or organization in order to be able to develop the required breadth and depth in the professional field with sufficient knowledge, insight and skills, both for the short and the long term.

To investigate the feasibility and conditions of paradigm 5, I have written a number of separate texts. (8) The more insight is gained into the possibilities and limitations of human behavior, the more this seems to lead to the conclusion that paradigm 5 offers possibilities on a small scale and with a very strict selection of those involved. One can get close to it in practice, but then I suspect that this is by the grace of an inspiring leader who brings in the right things at the right time to develop the desired group dynamics. And then we are in paradigm 4. The famous story of Ricardo Semler could be an example of this? (9)



These 5 paradigms occur in practice as a mixture, of course with certain accents. They are supported by the "dominant coalition", an internal network of people who determine the "policy color". Their unwritten consensus works like a sieve to select certain systems, practices and proposals until they fit within their paradigm mix. They also have been working at a magnet that attracts certain systems, practices and proposals. Paradigms therefore have a major effect on reality. They are difficult to change because, due to the associated criteria for the selection of leaders, a majority of managers have emerged who are implicitly in favor of the existing paradigm. This policy culture (vision) acts as a magnet to curb changes in this area. With a thorough renewal of the management, it could be that the magnet starts to work in reverse and supports the progress towards a higher paradigm. But then the coordination must be clearly focused on the new paradigm. This does not mean that paradigms can only change due to this magnet effect. But that is a separate issue! This overview may perhaps serve as a basis for self-analysis or diagnosis.

Hugo Der Kinderen
December 16, 2018


(1)     A good example of "heroic leadership" is the film " Bravehaert ", which portrays the historic moment where the Scottish independence was fought under the leadership of William Wallace.

(2)     See a separate text hugoderkinderen.blogspot.be, a brief introduction is' TA - How easy collaboration?

(3)     See a short contribution on this hugoderkinderen.blogspot.be 'under the title' Working with competences'

(4)     The 'Learning Organizations' concept was launched by Peter Senge , The Fifth discipline. The art and practice of the learning organization, Double D ay Currency, New York, 1990
A learning organization is one that developed itself collectively by focusing on mutual learning. This obviously requires more than a learning attitude or learning process from the leaders.

(5)     Principal leadership was launched as a concept by Stephen Covey , Principle Centered Leadership , Simon & Shuster , London, 1992

(6)     See a separate text on 'hugoderkinderen.blogspot.be' under the title: How people develop their maturity.

(7)     F. Laloux , Reinventing Organizations, Lannoo Campus, Tielt , 2015

(8)     See 'hugoderkinderen.blogspot.be':

(9)     R. Semler, Maveric, Cornerstone, 2001


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